Securities & Derivatives Analyst 1

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Job Overview

The Securities & Derivative Analyst (C09) is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to assist in the clearance, settlement and investigation of client securities and derivatives transactions.

Responsibilities:

• Process day to day Securities Trade settlements, Trade matching, funding and other related activities for custody clients.

• Resolve settlement related issues and escalate as needed; recommend solutions to resolve complex issues

• Check Customer entitlement tracker is in place to ensure timely processing of customer right on corporate action.

• Check related website for tracking of corporate action announcement (CA) for the companies and send messages to clients.

• Prepare and submit periodic internal and external regulatory reports, regional reporting and MIS for the stake holders.

• Coordinate transaction processing issues to the appropriate department and collaborate on a solution

• Perform regulatory controls, reconciliations, and record retention activities in accordance with established policies

• Coordinate Account opening and client service for Custody & Issuer clients .

• Process daily transaction for both Custody & Issuer Clients.

• Prepare invoices/bill for DCC & Issuer clients

• Ensure processes adhere to control & all related policies.

• Identify policy gaps and formulate new policies to enhance the streamlining of trade flow processes

• Monitor and provide solutions to errors to minimize risk to the bank

• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 2-4 years of relevant banking experience

• Completion of JAIBB Banking Professional Exam

• Relevant experience preferred in Custody Operations

• Fundamental understanding of Custody & Issuer products, services and regulatory policies.

• Proven ability to perform various concurrent activities/projects in a high-risk environment

• Demonstrated knowledge of computer & other banking systems.

• Consistently demonstrates clear and concise written and verbal communication skills

• Should have strong analytical ability and should be solution oriented

• Incumbent will process job with full ownership and should be team player

Education:

• Bachelor’s Degree/University degree or equivalent experience in Business, Accounting or Finance

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

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Job Family Group:

Operations - Transaction Services

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Job Family:

Securities and Derivatives Processing

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Time Type:

Full time

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Most Relevant Skills

Please see the requirements listed above.

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Other Relevant Skills

For complementary skills, please see above and/or contact the recruiter.

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