기업금융상품본부 비즈니스 위험 및 통제 관리(In Business Risk and Control)

Individuals in Cross Disciplinary Controls are responsible for multiple activities within the Controls capabilities such as assessment & design, MCA, QA, Monitoring & Testing, Issue Management and/or Governance Reporting & Analysis for effective end to end oversight, design, implementation, and execution of controls. Individuals in this role may cover a broad range of in-business/function risk and control responsibilities rather than focusing on one specific role.

Responsibilities: 

• Assess the effectiveness of existing controls, identifying areas for improvement, and implementing necessary changes. • Continually drive and manage controls enhancements focused on increasing efficiency and reducing risk.
• Drive execution of Enterprise Risk Management Framework and adherence with Risk Mgmt. / Compliance Policies. • Support oversight of the MCA program, including the annual/semi-annual/quarterly/monthly attestation, quality oversight, and related reporting.
• Drive execution of the MCA in accordance with the ORM Policy & Framework, as well as applicable Policies, Standards, and Procedures.
• Responsible for the assessment of activities and processes as per required Policies, Standards and Procedures to strengthen risk management quality.
• Responsible for the coordination and comprehensive management of issues with key stakeholders
• Drive issue quality reviews ensuring compliance with Issue
•  Management Policy, Standards and Procedures
• Manage the development and implementation of standardized risk and controls reporting to ensure sound, reliable, and consistent information exists across the organization, enabling better management and decision making in line with the expectations of senior management, Board, and Regulators.
• Manage the operations of Citi's governance committees, including coordinating meetings, managing agendas, and ensuring follow-up on action items.
• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of teams and create accountability with those who fail to maintain these standards

Qualifications: 

• 10+ years of experience in operational risk management, compliance, audit, or other control-related functions in the financial services industry.
• Ability to identify, measure, and manage key risks and controls.
• Track record leading Control related projects and programs • Ability to see the big pictures with high attention to critical details.
• Develop and implement strategy and process improvement initiatives.
• Comprehensive knowledge of Citi’s businesses and functions and their risk profiles.
• Developing new ideas and improving current processes to proactively mitigate risks.
• Requires an ability to provide challenge and make recommendation for risk and controls remediation.
• Expert knowledge in the development and execution for controls.
• Proven experience in control related functions in the financial industry.
• Proven experience in implementing sustainable solutions and improving processes.
• Expert understanding of compliance laws, rules, regulations, and best practices.
• Deep understanding of Citi’s Policies, Standards, and Procedures.
• Strong leadership, decision-making, and problem-solving skills.
• Strong analytical skills to evaluate complex risk and control activities and processes.
• Ability to deliver compelling presentations and influence executive audiences.
• Strong sense of accountability and ownership, with strong results orientation.
• Excellent communication skills; ability to engage and inspire across stakeholder groups.
• Exceptional command in Microsoft Office suite, particularly Excel, PowerPoint, and Word.

Education: 

Bachelor's/University degree, Master's degree preferred

직무목표

• 효과적이고 효율적인 비즈니스 운영 리스크 관리의 전반 사항을 책임
• 새로운 또는 확장된 상품에 대한 운영 리스크를 평가하고 지속적인 지침과 지원을 통해 적시 적절한 통제가 도입 및 유지되도록 관리함

주요 업무 및 책임

• 주요 정책 준수 및 모니터링 관련 비즈니스 지원 
• 지속적이고 개방된 의사소통을 통해 경영진에게 관련 비즈니스 리스크 및 통제 환경에 대한 이해 숙지, 고위 경영진과 함께 비즈니스 리스크 위원회 준비 및 주최, 관련 위원회에서 이슈, 우려 사항 및 시정 조치 발표 및 점검  
• Citi 운영 리스크 정책에 따른 엄격한 관리자 통제 평가(MCA)의 업데이트 및 유지  
• 운영 손실 승인 및 보고 관련 Citi 운영 리스크 정책 준수 
• 정보 보안 측면에서 필요한 경우 관련 정책 준수 등 건전한 비즈니스 통제 환경 유지
• 감사 그룹의 주요 컨택 포인트 업무 담당 및 감사 요청이 적시에 적절히 이루어 졌는지 확인 

자격요건

• 10년 이상의 운영 리스크 관리, 감사, 준법감시 또는 기타 통제 기능 관련 경험 
• 다양한 리스크, 운영, 상품 부문에 대한 지식과 이해
• 일관적으로 정확하고 분명한 문서 및 구두 의사소통 능력 
• 비즈니스 지향적인 자세
• 원인 분석을 통해 복잡한 문제를 평가하고 잠재적 솔류선을 구조화하며 이해 관계자와 함께 해결을 추진할 수 있는 능력
• 세부 사항에 대한 관심과 자료를 정확하게 분석하고 간결하게 문서화하는 능력

기타

• C level / officer title에 대해서는 추후 확정 예정임.

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