Assistant Vice President, Senior Auditor - Legal and Compliance Regulatory Issue Validation (Mumbai)

Discover your future at Citi

Working at Citi is far more than just a job. A career with us means joining a team of more than 230,000 dedicated people from around the globe. At Citi, you’ll have the opportunity to grow your career, give back to your community and make a real impact.

Job Overview

Whether you’re at the start of your career or looking to discover your next adventure, your story begins here.  At Citi, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks.  We’re fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure to senior leaders, as well as more traditional learning.  You’ll also have the chance to give back and make a positive impact where we live and work through volunteerism.

We’re currently looking for a high caliber professional to join our team as Assistant Vice President, Senior Auditor - Legal and Compliance Regulatory Issue Validation (Internal Job Title: Senior Auditor I - C12)based in Mumbai, India.  Being part of our team means that we’ll provide you with the resources to meet your unique needs, empower you to make healthy decision and manage your financial well-being to help plan for your future. 

The Senior Auditor on the Legal and Compliance (including Financial Crime) Regulatory Issue Validation team within Internal Audit is an intermediate level role responsible for performing moderately complex regulatory issue validations and assessments of Citi’s risk and control environments, coordinating with the audit team across countries and functions. The overall objective is to leverage in-depth subject matter expertise to ensure the firm's compliance with audit standards and regulatory expectations.

Responsibilities:

• Perform moderately complex regulatory Issue validation adhering to Internal Audit methodology and regulatory requirements.

• Develop validation strategies and document the validation work using professional business communication standard.

• Complete assigned regulatory Issue validation within budgeted timeframes, and budgeted costs

• Contribute to the development of audit processes improvements, including the development of automated routines

• Apply internal audit standards, policies, and regulations to provide timely audit assurance and influence audit scope

• Develop effective line management relationships to ensure strong understanding of the business

• Has the ability to operate with a limited level of direct supervision.

• Can exercise independence of judgement and autonomy.

• Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.

Qualifications:

• 5-8 years of relevant experience from banking and financial services industry

• Professional qualification such as CPA, CIA, CAMS or similar is preferred

• Demonstrated strong understanding of regulatory requirements and control measures on financial crime risk and compliance risk management process.

• Effective verbal and written communication and negotiation skills

• Subject matter expertise regarding audit technology’s application

• Effective project management skills

• Effective influencing and relationship management skills

• Demonstrated ability to remain unbiased in a diverse working environment

Education:

• Bachelor’s/University degree or equivalent experience

​This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

Working at Citi is far more than just a job. A career with us means joining a family of more than 230,000 dedicated people from around the globe. At Citi, you’ll have the opportunity to grow your career, give back to your community and make a real impact.

Take the next step in your career, apply for this role at Citi today

https://jobs.citi.com/dei

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Job Family Group:

Internal Audit

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Job Family:

Audit

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Time Type:

Full time

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Most Relevant Skills

Control Monitoring, Data Analysis, Industry Knowledge, Issue Management, Laws and Regulations, Professional Standards, Risk Management, Root Cause Analysis.

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Other Relevant Skills

Management Reporting, Professional Judgement, Waterfall Model.

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