
Sec & Derivatives Sr Mgr
- Job Req Id:
- 25829120
- Location(s):
- Chennai, India, Pune, India
- Job Type:
- On-Site/Resident
- Posted:
- Feb. 02, 2025
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Job Overview
The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.
Responsibilities:
Experience in non-financial regulatoryand tax reporting (SME)
Excellent understanding of OTC derivatives and investments products
Excellent spoken and written English
Excellent presentation and communication skills, including ability to adjust communication style to the receipient
Excellent understanding of operational risks and control frameworks
Proficiency in using data analytics and QA tools; experience with automated QA testing frameworks is a plus.
Knowledge and experience in writing disclosures to the Regulators
Experience in building KPIs & KRIs, metrics framework for regulatory and tax reporting
Experience in leading audit reviews, including documentation and support
Experience in leading and/or participating in all regulatory & tax reporting governance forums at global level
Critical thinking and drawing logical conclusions
Leading constructive discussions around controls/risks aspects with bankers/partners/stakeholders/audits
Resolving issues related to global regulatory and tax reporting
Driving global process and control environment optimization
Develop and implement business initiatives, client solutions, or projects affiliated with securities and derivatives settlement
Solve complex inquiries, conduct discovery and complete due diligence activities for client requests
Provide detailed analysis of escalated issues when necessary and recommend actions for resolution
Contribute to processing standards and expectations for securities and derivatives processing teams
Develop and implement business plans, policies, and procedures that offer solutions and cost saving opportunities
Manage daily performance related to securities and derivatives post-settlement activities of operations processes
Propose solutions to implement settlement process improvements, client service enhancements, or overall technology enhancements
Coordinate with internal and external clients to assess service quality and identify areas for improvement
Act as an advisor to new/junior staff
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
Qualifications:
8-10 years of relevant experience
Required licensing/registration: Series 9
People management experience
Consistently demonstrates clear and concise written and verbal communication skills
Education:
Bachelor’s Degree/University degree or equivalent experience
Master’s degree preferred
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
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Job Family Group:
Operations - Transaction Services------------------------------------------------------
Job Family:
Securities and Derivatives Processing------------------------------------------------------
Time Type:
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Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
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