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Senior Vice President - Regulatory Advisory and Transformation- C14 - TAMPA

Tampa, Florida

Job Type: Hybrid

Job Req ID 24816493
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Overview

Citi is undergoing a Transformation to modernize and simplify the bank. We’re raising the bar and taking the opportunity to reevaluate the way we do business. This includes fostering a culture of curiosity and excellence and shifting our mindset to be simpler and data driven, making Citi an easier place to work and improving client experience. If you’re ready to be at the forefront of Transformation while taking your career to the next level, we invite you to come and join us!

Success Profile

As one of the world’s most global banks, Citi gives you the tools to make a difference. Through Transformation, we’re building the future of the bank and shaping the banking industry. Citi employs over 220,000 individuals located around the world, encompassing a broad range of teams, roles, cultures and backgrounds. Some of the skills that will make you successful in this role include:

  • Cross-Functional Collaboration

  • Credible Challenge

  • Risk Management

  • Data and Results Driven

  • Accountable

  • Adaptable

Responsibilities

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The Regulatory Advisory and Transformation legal group is a global team that supports Citi business lines, legal entity management teams, Compliance, and Regulatory Engagement teams.  The group provides technical legal advice on financial services regulatory change developments impacting Citi, including advising on the potential impact of new regulations to Citi business lines and legal entities, regulatory change implementation and regulatory-driven business change projects.

The Regulatory Advisory and Transformation legal group in the U.S. is hiring a senior lawyer who will provide legal coverage in relation to major regulatory, transformational and business change projects, with a particular focus on broker dealer matters.  The individual should have a strong knowledge of financial products and services (with transactional experience), as well as an understanding of the commercial drivers for particular financial products and services. 

The individual should be highly versatile with wide experience gained in a combination of private practice law firm and/or industry experience working in financial services. Cross-border transactional experience as well as experience working on large scale regulatory-driven projects would be highly regarded.

The individual will provide input into strategic decisions, exercising sound legal judgement to develop proactive, risk-appropriate, and commercially business-oriented solutions. This is not a management position.

Responsibilities: The individual will have responsibility for a variety of key activities in respect of major regulatory, transformational and business change projects impacting Citi globally and within North America, including the following responsibilities:

  • Serving as subject matter expert on regulatory/legal implications of key regulatory and business change projects on Citi businesses, with emphasis on SEC and FINRA regulations;
  • Providing regular and succinct updates on regulatory developments and business change projects to Citi Legal and key internal stakeholders;
  • leading Legal’s interaction with external counsel and managing required legal advice on implementation of regulatory matters;   
  • providing legal input as necessary with respect to Citi’s responses to industry consultations and regulators and participation in industry association calls on behalf of Citi; and
  • acting as liaison and coordinator between Legal and different Citi project management and implementation teams with respect to regulatory and business change projects;
  • staying abreast of the regulatory and legal environment, internal policies, and industry trends that impact Citi businesses.

Qualifications:

  • 5+  years of relevant industry experience, preferably in financial services
  • Experience in transactional work, including cross-border experience
  • Knowledge of broker dealer regulatory requirements
  • Experience working in a major bank preferred
  • Experience in large scale financial regulatory projects preferred
  • Strong project management and organizational experience
  • Strong communication skills (both written and oral), managing stakeholders at senior levels
  • Self-driven and ability to manage and deliver projects
  • Ability to work in fast-paced environment

Education:

  • J.D. obtained in the United States

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Job Family Group:

Legal

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Job Family:

Legal - Enterprise

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Time Type:

Full time

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Primary Location:

Tampa Florida United States

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Primary Location Full Time Salary Range:

$169,040.00 - $253,560.00


In addition to salary, Citi’s offerings may also include, for eligible employees, discretionary and formulaic incentive and retention awards. Citi offers competitive employee benefits, including: medical, dental & vision coverage; 401(k); life, accident, and disability insurance; and wellness programs. Citi also offers paid time off packages, including planned time off (vacation), unplanned time off (sick leave), and paid holidays. For additional information regarding Citi employee benefits, please visit citibenefits.com. Available offerings may vary by jurisdiction, job level, and date of hire.

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Anticipated Posting Close Date:

Dec 27, 2024

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Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View the "EEO is the Law" poster. View the EEO is the Law Supplement.

View the EEO Policy Statement.

View the Pay Transparency Posting

Apply Now

Success Stories

Usman B.

“By joining Transformation, you will be at the center of driving change at Citi. You’ll help us lay the foundation to make this a better place to work and do business by implementing sound risk and controls. This team will give you a launchpad of endless opportunities to grow as a professional and challenge yourself while working across various functions.”

Usman B.

Risk & Controls Transformation Lead
New York

Cynthia D.

“Citi hires people for their potential and not just their experience. This gives people, including myself, the opportunity to try different roles and explore new careers. Transformation at Citi is a new adventure and will challenge how we do things at Citi: with clients, with regulators and with our peers.”

Cynthia D.

Mexico Transformation Head

Dan F.

“Data Transformation is a great area to be a part of at Citi. Data is at the heart of our business and ensuring that our data is of good quality with clear ownership is imperative to our success.”

Dan F.

Data Operating Model and Governance Program Lead
New York

SHAHZAD A.

“This is an exciting area to work in at Citi! Being part of Transforming a 200+ year-old institution is a once in a lifetime opportunity. This is relatively new work, so not only you can learn new skills and get exposure, but you can play a pivotal role in shaping the Citi of the future.”

Shahzad A.

Data Tooling and Capability Head
Singapore

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