Sec & Derivat Intmd Analyst
The Securities & Derivatives Intmd Analyst is an intermediate level position responsible for processing orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to facilitate the clearance, settlement and investigation of client securities and derivatives transactions.
Responsibilities:
- Experience in non-financial regulatory and tax reporting (SME)
- Excellent understanding of OTC derivatives and investments products
- Excellent spoken and written English
- Excellent presentation and communication skills, including ability to adjust communication style to the recipient
- Excellent understanding of operational risks and control frameworks
- Proficiency in using data analytics and QA tools; experience with automated QA testing frameworks is a plus.
- Knowledge and experience in writing disclosures to the Regulators is a plus
- Experience in preparing and monitoring KPIs & KRIs, metrics for regulatory and tax reporting
- Experience in participating audit reviews, including documentation and support
- Experience in participating in regulatory & tax reporting governance forums at local and/or global level
- Critical thinking and drawing logical conclusions
- Leading constructive discussions around controls/risks aspects with bankers/partners/stakeholders/audits
- Resolving issues related to global regulatory and tax reporting
- Driving global process and control environment optimization
Process securities transactions, provide analytic input for traders and aid in review of derivative products
Utilize data analysis tools and methodologies, in conjunction with professional judgement to make process improvement recommendations
Resolve settlement related issues and escalate as needed; recommend solutions to resolve complex issues
Participate in the implementation of assigned projects, including new products, services and upgrades to platforms
Identify policy gaps and formulate new policies to enhance the streamlining of trade flow processes
Monitor and provide solutions to errors to minimize risk to the bank
Provide informal guidance, and/or on the job training to new team members
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency.
Qualifications:
2-5 years of relevant experience
Demonstrated comprehension of Treasury products, accounting and regulatory policies
Consistently demonstrates clear and concise written and verbal communication skills
Education:
Bachelor’s Degree/University degree or equivalent experience in Business, Accounting, or Finance
This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.
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Job Family Group:
Operations - Transaction Services------------------------------------------------------
Job Family:
Securities and Derivatives Processing------------------------------------------------------
Time Type:
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Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
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