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Compliance Product Sr Officer - HR, GPA, Legal & CSIS

Job ID 20227650 Primary Location Tampa, Florida, O'Fallon, Missouri, New York, New York; Job Category Compliance and Control
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Serves as a senior function compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and deliver a risk management framework that maintains risk levels within the firm's risk appetite and protect the franchise. In addition, engages with the ICRM product and function coverage teams, in order to partner to develop and apply CRM program solutions that meet the function and customer needs in a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors for the Global Functions focused on Human Resources, Global Public Affairs, Legal and Citi Security and Investigative Services, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function and the associated regulatory rules/laws and interpretation on internal policies and procedures. 

Key activities include:

  • Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM.
  • Translates ICRM strategy and goals across Citi’s clients, products and geographies in a succinct and clear manner; provide direction and guidance on the programs.
  • Serving as a subject matter expert on Citi’s Compliance programs. Provides expert guidance on function-related regulations on a real-time basis to manage compliance risk.
  • Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.
  • Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported Global Functions.
  • Analysing and scoping the impact of new and complex regulatory developments across the Global Functions, including cross-border impact.
  • Advising ICRM and function management and personnel on regulatory and compliance issues and provide credible challenge.
  • Participating in industry groups and trade association working groups or other forums.
  • Leading key initiatives and managing high-impact special project or regulatory remediation work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements.
  • Project managing routine deliverables across ICRM Global Functions, including contributing State of Compliance Reporting, by tracking progress of team deliverables, coordinating consistent horizontal responses where needed and contributing to content as appropriate.
  • Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit.
  • Designing and leading compliance and control reviews, as well as supporting Compliance Assurance with compliance testing.
  • Partnering with other ICRM teams and the global functions, including Human Resources, Global Public Affairs, Citi Security & Investigative Services, and Legal to prevent and detect non-compliance issues and promote a culture of compliance.
  • Additional duties as assigned.


Qualifications:

  • Expertise of Compliance laws, rules, regulations, risks and typologies
  • Strong leadership and interpersonal skills
  • Ability to influence and lead people across cultures at a senior level using sound judgment and successful execution, understanding how to operate effectively across diverse businesses
  • Excellent written, verbal and analytical skills
  • Must be a self-starter, flexible, innovative and adaptive
  • Highly motivated, strong attention to detail, team oriented, organized
  • Strong presentation skills with the ability to articulate complex problems and solutions through concise and clear messaging
  • Ability to work collaboratively with regional and global partners in other functional units; ability to navigate a complex organization; to influence and lead people across cultures at a senior level
  • Experience in managing regulatory exams and relationships with examiners, auditors, etc.
  • Awareness of regulatory requirements including local and US laws, international and industry standard
  • Advanced knowledge in area of focus

Education:

  • Bachelor’s degree; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus; strong working knowledge of function/business/product and the related operations and financial requirements; previous experience managing a diverse staff; Advanced degree a plus

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Job Family Group:

Compliance and Control

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Job Family:

Product Compliance Risk Management

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Time Type:

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Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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