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COVID-19:

The health and safety of our colleagues and candidates for employment are our highest priority. Accordingly, Citi continues to monitor the COVID-19 situation closely. We have implemented precautionary measures across our firm globally, including conducting all candidate interviews virtually on a temporary basis until further notice where needed.

Client Reporting Oversight, Operational Risk Sr Analyst - Asst Vice President

Job Req ID 22470315 Primary Location Tampa, Florida Job Category Risk Management
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Overview:

Client Reporting Oversight (CRO) function oversees client confirmations, prospectuses and statements are generated and delivered in an efficient, accurate, timely controlled manner while meeting regulatory and client requirements.

Key Responsibilities:

  • Perform quality assurance testing of Client Reporting Oversight (CRO) controls Manager Control Assessment (MCA) by reviewing and assessing control effectiveness based on the inherent risks of each process.
  • Conduct targeted reviews of Information Services (ISG) and Markets Middle Office client reporting-related control processes
  • Assist in assessing key controls related to SEC & FINRA regulations and recommend enhancements as needed.
  • Support the organization’s strategy, promote efficiency, and help ensure compliance with policies, procedures, laws, and regulatory requirements.
  • Design & maintain metrics & presentations for senior management reporting and escalation
  • Identify and document issues, perform root cause analysis, oversee remediation efforts, and recommend improvements as needed.
  • Partner across functions on continuous improvement of processes and streamline operational workflows
  • Execute controls across the end-to-end life cycles of trade confirmations, prospectuses, and client account statements.
  • Track key actions from meetings, provide weekly updates & project summaries, and maintain related documentation

Skills:

  • Ideal soft skills: critical thinking, problem-solving, teamwork, & adaptability
  • Organizational skills: prioritization, multi-tasking, attention to detail, project management
  • Leadership skills: acts as an owner and acts with urgency
  • Work-ethic: Self-motivated and able to meet goals without micromanagement
  • Excellent written and oral communication skills and ability to facilitate discussions (including with senior management)
  • MS office (Excel, Access, Visio, Word, and Power Point) is a plus.

Knowledge/Experience/Qualifications:

  • Bachelor’s degree
  • 3-5 years of experience in financial services (audit, controls, or similar functions a plus).
  • Basic understanding of US Cash Securities process lifecycle a plus, especially trade confirmations
  • Documenting end-to-end processes flows
  • Proficient in metrics and reporting.

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Job Family Group:

Risk Management

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Job Family:

Operational Risk

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Time Type:

Full time

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Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

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View the EEO Policy Statement.

View the Pay Transparency Posting

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Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

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We foster a culture that embraces all individuals and encourages diverse perspectives, where you can make an impact and grow your career. At Citi, we value colleagues that demonstrate high professional standards, a strong sense of integrity and generosity, intellectual curiosity, and rigor. We recognize the importance of owning your career, with the commitment that if you do, we promise to meet you more than half way.

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