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The health and safety of our colleagues and candidates for employment are our highest priority. Accordingly, Citi continues to monitor the COVID-19 situation closely. We have implemented precautionary measures across our firm globally, including conducting all candidate interviews virtually on a temporary basis until further notice where needed.

Vice President, Regulatory Analyst/Finance Accounting Lead Analyst

Job Req ID 21410622 Primary Location New York, New York Job Category Finance
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The Finance Acctg Lead Analyst is a strategic professional who stays abreast of developments within own field and contributes to directional strategy by considering their application in own job and the business. Recognized technical authority for an area within the business. Requires basic commercial awareness. There are typically multiple people within the business that provide the same level of subject matter expertise. Developed communication and diplomacy skills are required in order to guide, influence and convince others, in particular colleagues in other areas and occasional external customers. Significant impact on the area through complex deliverables. Provides advice and counsel related to the technology or operations of the business. Work impacts an entire area, which eventually affects the overall performance and effectiveness of the sub-function/job family.


The role is in the Broker Dealer Regulatory Reporting Department, which is responsible for ensuring the capital adequacy of all of Citi's US broker dealers on a moment to moment basis as well as accurately preparing and filing the monthly FOCUS reports for each and ensuring that the primary broker dealer, Citigroup Global Markets Inc. is compliant with the customer protection rule.  The department is also responsible for providing information and coordinating requests for internal and external audits, regulatory examinations and inquiries (FINRA, SEC, CME) of the US broker dealers.  

The role’s responsibilities include: Ensuring compliance with SEC Rules 15c3-1 (Net Capital) and 15c3-3 (Customer Reserve Computation).  Assisting with the preparation of the monthly Focus report and daily net capital estimates. Participating in the month-end balance sheet close. Assisting with the preparation of the customer reserve computation. Assisting with the SEC & FINRA supplemental financial reporting. Liaison with examiners and auditors during examinations and audits, reviewing new business proposals, identifying opportunities to improve the department's processes.


  • Chartered Accountant (CA) / Master in business administration (MBA)/ Certified Public Accountant (CPA) or equivalent combination of education
  • 6-10 years of experience in US Broker Dealer Regulatory Reporting.


  • Bachelor’s/University degree, Master’s degree preferred


Job Family Group:



Job Family:

Financial Accounting


Time Type:

Full time


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Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

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