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The health and safety of our colleagues and candidates for employment are our highest priority. Accordingly, Citi continues to monitor the COVID-19 situation closely. We have implemented precautionary measures across our firm globally, including conducting all candidate interviews virtually on a temporary basis until further notice where needed.

Regulatory Reporting Sr Analyst

Job Req ID 22552367 Location(s) New York, New York Job Category Compliance and Control
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Key Responsibilities:

  • The role focuses on but is not limited to SEC Rule 613 Consolidated Audit Trail (CAT), Large Option Position Reporting, Blue Sheet Reporting, and CFTC Part 20 Swaps Large Trader Reporting where recent regulatory scrutiny has revealed a need to enhance the firm’s processes and technologies
  • Help develop the firm’s CAT support operating model
  • Review exception reports for the different Regulatory reports managed by the team
  • Prepare and analyze regulatory reports pursuant to SEC, FINRA, and CFTC rules & regulations.
  • Perform gap analyses of existing reports and propose appropriate solutions
  • Develop supervisory oversight controls for regulatory reporting
  • Identify opportunities to implement systematic processes aimed at reducing the firm’s exposure to regulatory risk
  • Support the firm’s migration to enhanced reporting platforms as a member of User Acceptance Testing (UAT) groups


  • Ideal soft skills: critical thinking, problem-solving, teamwork, & adaptability
  • Organizational skills: prioritization, multi-tasking, attention to detail, project management
  • Leadership skills: acts as an owner and acts with urgency
  • Work-ethic: Self-motivated and able to meet goals without micromanagement
  • Excellent written and oral communication skills and ability to facilitate discussions (including with senior management)
  • MS office (Excel, Access, Visio, Word, and Power Point) is a plus.


  • Bachelor’s degree
  • Experience dealing with annual audits and inquiries by the firm’s regulators (e.g., SEC, FINRA) is a plus.
  • Experience in trade/transaction reporting (e.g., Blue Sheets, Large Option Position Reporting, Large Swap Trader Reporting) is a plus
  • Experience in Commodity Swaps, Option, and Equity products is a plus


Job Family Group:

Compliance and Control


Job Family:

Business Control


Time Type:

Full time


Primary Location:

New York New York United States


Primary Location Salary Range:

$91,960.00 - $137,940.00


Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

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Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

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