Skip to main content

Careers

COVID-19:

The health and safety of our colleagues and candidates for employment are our highest priority. Accordingly, Citi continues to monitor the COVID-19 situation closely. We have implemented precautionary measures across our firm globally, including conducting all candidate interviews virtually on a temporary basis until further notice where needed.

Thematic Risk Assessment Business Risk Senior Analyst - AVP

Job ID 20193080 Primary Location London, United Kingdom; Job Category Independent Compliance Risk Management
Apply Now

Job Purpose

Markets Conduct Risk works with Markets and Securities Services (MSS) and functions including Compliance, Operational Risk and Internal Audit, to support identification, evaluation and management of conduct risks in MSS Trading and Sales businesses. The Conduct Risk Framework team is part of Markets Conduct Risk and maintains the framework used for identifying and assessing conducts risks and evaluating related controls, as well as performing thematic risk assessments and executing conduct control testing across MSS. The primary mission of the Conduct Risk Framework team is to facilitate senior management in identifying and measuring conduct risks, and evaluating and remediating related controls, thereby supporting responsible provision of financial services to clients and effective risk management for the firm. As part of the Conduct Risk Framework Team, the Thematic Risk Assessment team manages all aspects of planning, execution and reporting for a program of thematic conduct risk assessments covering MSS Trading and Sales businesses.

Key responsibilities:

This role is to perform planning, execution and reporting for thematic conduct risk assessments covering MSS Trading and Sales businesses.

Key responsibilities of the role are:

  • Support ongoing monitoring of the conduct risk profile of MSS Sales and Trading businesses
  • Executing thematic risk assessments, including risk identification, inherent risk assessment and control evaluation
  • Maintaining strong stakeholder relationships across Front Office, Independent Compliance Risk Management and Operational Risk
  • Providing robust challenge to stakeholders on conduct risks and related controls
  • Supporting stakeholders in determining necessary control remediation identified through thematic risk assessments
  • Provide advice on conduct risk and control matters to stakeholders across all three lines of defence

Knowledge, Experience & Skills:

  • Understanding of conduct risks, and related controls, associated with trading and sales activities
  • Previous experience in an Investment Banking envrionment
  • Knowledge of industry wide regulatory actions and conduct risk remediation programmes preferred
  • Strong understanding of risk management practices, including inherent risk assessment, control evaluation and residual risk measurement
  • Experience delivering execution of complex projects to challenging timelines
  • Ability to deliver rigor and attention to detail in execution
  • Experience of developing and maintaining effective senior stakeholder relationships
  • Deploying excellent verbal and written communication skills to support impactful communication with senior stakeholders 

Qualifications:

College/university education preferred, but appropriate industry experience & exceptional delivery track record is as important.

-------------------------------------------------

Job Family Group:

Risk Management

-------------------------------------------------

Job Family:

Business Risk & Controls

------------------------------------------------------

Time Type:

Full time

------------------------------------------------------

Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View the "EEO is the Law" poster. View the EEO is the Law Supplement.

View the EEO Policy Statement.

View the Pay Transparency Posting

Apply Now
  • Join our team
    of 200,000+
    strong diverse employees

  • Socially minded employees volunteering in communities across 90 countries

  • Meaningful career opportunities thanks to a physical presence in over 98 markets

We foster a culture that embraces all individuals and encourages diverse perspectives, where you can make an impact and grow your career. At Citi, we value colleagues that demonstrate high professional standards, a strong sense of integrity and generosity, intellectual curiosity, and rigor. We recognize the importance of owning your career, with the commitment that if you do, we promise to meet you more than half way.

Saved Jobs

You have no saved jobs

Previously Viewed Jobs

You have no viewed jobs