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Security Settlements Manager - AVP

Job Req ID 22570383 Location(s) Getzville, New York Job Category Operations - Transaction Services
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The Securities Settlements Manager is responsible for, management, oversight and the timely settlement of security trades. The role is client/broker facing and offers many opportunities for career advancement. The securities settlements teams supports security settlements in over 60+ markets across the globe while researching and problem solving issues that are preventing timely settlement of their trades. This is a highly dynamic role in a fast paced environment where the manager and their team are required to adapt to the changing needs of our clients and the business.


  • Overseeing and leading the security settlements team; maintaining a culture and environment where processes, risks and controls are continually monitored with potential risks escalated as appropriate in a timely manner
  • Acting as a key point of contact between brokers, our clients and the businesses we support
  • Supports an expansive and or diverse array of products (Fixed Income, Equity, Convertible Bond, etc)
  • Continued engagement and face off with our business, technology and operations partners
  • Support the development of an effective control framework that fully meets Audit, Compliance and Regulatory requirements
  • Supporting management in the implementation of successful people and engagement strategies to help attract, develop and retain a diverse team
  • Coaching and mentoring our people, ensuring effective one to one discussions
  • Follows established procedures to identify problems related to securities settlements that require investigation or research
  • Assists in resolving problems by identifying and selecting solutions through the application of acquired technical experience and will be guided by precedents
  • Provides assistance in the implementation of process improvements
  • Demonstrates an intermediate level of understanding of products and processes, and of how duties relate integrate with others in the team and closely related teams
  • Utilizes strong communication, interpersonal skills to interact with colleagues and stakeholders, and to exchange potentially complex sensitive information, while being sensitive to audience diversity
  • Timely management and escalation of all high risk failed settlements, issues or errors, (mostly, but not limited to, post settlement)
  • Delivers reports to satisfy management requirements and support control activities


  • 3-5 Years of relative work experience
  • Bachelor's Degree (or equivalent experience)
  • Ability to work in a structured, high volume, time sensitive, high risk and demanding environment
  • Good analytical skills and positive attitude
  • Energetic, flexible, collaborative and proactive
  • Strong risk management and control mindset
  • Provides evaluative judgement based on analysis of factual information in complicated, unique and dynamic situations, draws on diverse range of internal and external sources
  • Self-reliant, good problem solver, results oriented
  • Working knowledge of Microsoft Suite
  • Prior regulatory / risk management / capital markets experience a plus


  • Bachelor’s Degree/University degree or equivalent experience

This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.


Job Family Group:

Operations - Transaction Services


Job Family:

Securities and Derivatives Processing


Time Type:

Full time


Primary Location:

Getzville New York United States


Primary Location Salary Range:

$65,140.00 - $97,710.00


Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

View the "EEO is the Law" poster. View the EEO is the Law Supplement.

View the EEO Policy Statement.

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Effective November 1, 2021, Citi requires that all successful applicants for positions located in the United States or Puerto Rico be fully vaccinated against COVID-19 as a condition of employment and provide proof of such vaccination prior to commencement of employment.

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