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Operations Regulatory Reporting & Controls Intmd Assoc Analyst- HYBRID

Job Req ID 23711349 Location(s) Getzville, New York Job Type Hybrid Job Category Risk Management
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Team/Function Overview:

The Operations Regulatory Control group is a centralized unit within ICG O&T that is responsible for the implementation and oversight of regulatory reporting, including exception management and risk mitigation across swap dealer reporting. The group is responsible for:

  • Implementation of new regulatory reporting initiatives and enhancements
  • Control and exception management on swap dealer reports
  • Industry level advocacy across multiple trade associations
  • Partnering across Markets to remediate regulatory issues

Role / Position Overview:

  • Responsible for monitoring of controls, identification and root cause analysis of reporting issues, and BAU management of key deliverables for NAM reporting (CFTC / CAD / SEC Reporting)
  • Oversee and ensure the day-to-day delivery of complete, accurate and timely reporting as defined by regulation and industry practice
  • Manage and oversee BAU processes for NAM Regulatory Reporting, ensuring all reporting is completed accurately and on time
  • Run & monitor daily reporting controls; identify and provide transparency into reporting issues whilst working with key stakeholders across the business and technology to remediate any gaps
  • Conduct data analysis on large data sets to identify root causes of complex issues; work with technology and business stakeholders to produce analysis and create JIRAs and track through to completion
  • Work closely with colleagues from Operations & Technology, Compliance, Legal, Risk & Control and business unit managers to ensure transparent and aligned objectives
  • Support in addressing questions arising from regulators, compliance assurance and internal audit
  • Work with the global team lead and reporting peers in the development and execution of a global book of work delivering new regulatory requirements, higher productivity stronger controls and insightful metrics
  • Drive change process by advocating for process improvements of existing processes to reduce manual touch points and increase efficacy and accuracy
  • Attend major industry forums; monitor publications from trade associations and regulators to help ensure Citi remains complaints with the regulations

Candidate Requirements

  • Experience/knowledge of either CFTC, CAD, and/or SEC Trade Reporting highly desirable
  • 2+ years of previous financial services experience, within: regulatory reporting / capital markets middle office / OTC derivative products
  • Demonstrated  experience in the successful implementation of  projects, operational process change and improvement, preferably within capital markets operations
  • Demonstrate experience in data mining and root cause analysis of large data sets
  • Exposure to SQL/VBA (advanced Excel) is an advantage
  • Experienced in consulting with project stakeholders, including the skills to facilitate compromises and resolve conflicting requirements.
  • Self-motivated, detail oriented well organized with strong verbal and written communication skills
  • Working knowledge of related industry practices and standards, and experience in large scale implementations
  • Experience in working across technology and business projects and managing inter-dependencies between the two
  • Proven problem-solving and decision-making skills
  • Pro-active, resilient and tenacious
  • Ability to create and deliver presentations to senior levels of management
  • Ability to work under pressure and manage to tight deadlines or unexpected changes in expectations or requirements


Job Family Group:

Risk Management


Job Family:

Operational Risk


Time Type:

Full time


Primary Location:

Getzville New York United States


Primary Location Salary Range:

$55,440.00 - $77,360.00


Citi is an equal opportunity and affirmative action employer.

Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.

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