Compliance Surveillance Analyst
Overview of Citi:
Citi is a world-leading global bank. We have approximately 200 million customer accounts and a presence in more than 160 countries and jurisdictions worldwide. We provide consumers, corporations, governments, and institutions with a broad range of financial products and services, including consumer banking and credit, corporate and investment banking, securities brokerage, transaction services, and wealth management. We enable clients to achieve their strategic financial objectives by providing them with cutting-edge ideas, best-in-class products and solutions, and unparalleled access to capital and liquidity.
Citi Belfast is one of the largest employers in Northern Ireland with a diverse and talented team of over 3000 people from over 40 different nationalities across our four Belfast offices.
We are the only global investment bank operating in Northern Ireland. Every day, our local experts interact with global teams in over 100 countries developing and supporting next-generation technology solutions for the enterprise and delivering critical services to the bank and its customers, to make sure we are a stronger and safer organization for our clients.
You will have a truly global reach, which will provide you with new experiences and development opportunities right here in Belfast’s iconic Titanic Quarter.
Surveillance function is designed to detect behaviours that may violate regulatory rules or internal policies and procedures.
When potentially anomalous behaviour is detected, the team are responsible for escalating the activity and working collaboratively with partners across the first and second lines of defence to determine the appropriate resolution of the matter, which may include employee discipline.
The ICRM Global Surveillance program encompasses a number of Surveillance portfolios including trade Surveillance, communication Surveillance, employee trading, outside activities and information barrier Surveillance.
Role / Position Overview:
Assisting team members with the review and analysis of Surveillance alerts relating to firm, employee and client activity. Properly documenting the review and disposition of the exceptions as well as escalating matters appropriately.
Gather and analyse data to assist in the firms response to inquiries received from Governmental and Regulatory bodies.
Supporting the compliance group in evaluating Surveillance results for potential problems, communicating findings to management in a clear and concise manner as well as interacting with audit, legal and other compliance personnel.
Additional duties as assigned.
Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firms reputation and safe guarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to policy, applying sound ethical judgement regarding personal behaviour, conduct and business practices and escalating, managing and reporting control issues with transparency.
Opportunity to develop expert knowledge in compliance policy and industry expectation, product and business understanding through exposure to a number of business groups and their activity.
Relevant experience required
Excellent Verbal and Written communication
Knowledge of Compliance laws, rules, regulations and risks.
Competence using Microsoft programs (word, PowerPoint, excel)
Strong project management skills
Capability to handle multiple projects at one time
Bachelor’s degree; experience in a financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof.
Exceptional candidates who do not meet these criteria may be considered for the role provided they have the necessary skills and experience.
Demonstrated interpersonal skills
Ability to work collaboratively with people at all levels within the organisation
Must be a self starter, flexible, innovative and adaptive
What we Offer
We work hard to have a positive financial and social impact on the communities we serve. In turn, we put our employees first and provide the best-in-class benefits they need to be well, live well and save well.
We’ll provide you with the resources to meet your unique needs, empower you to make healthy decisions, and allow you to choose which benefits suit you and your personal life best.
Visit our Global Benefits page to learn more.
Highlights to our core benefits include:
Award winning pension
On-site health services
Private medical insurance packages to suit your personal circumstances
Paid parental leave
Generous holiday allowance starting at 27 Days plus bank holidays; increasing with tenure
Citi Belfast also champions diversity within our workforce, which helps us be well and live well together. We have over 40 different nationalities in our Northern Ireland offices, are a vocal supporter of LGBTQ+ rights, and are proud to have 47% of our leadership team made up of individuals who identify as women.
We encourage and lead inclusivity through our Pride, Disability, Multicultural, Families Matter, and Women affinity networks that are run by and for, Citi Belfast colleagues; providing them with the support they need in their personal and professional journeys and supplying them with the tools to help educate colleagues on all things related to each network to help us work better together.
Job Family Group:Compliance and Control
Time Type:Full time
Citi is an equal opportunity and affirmative action employer.
Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.
Citigroup Inc. and its subsidiaries ("Citi”) invite all qualified interested applicants to apply for career opportunities. If you are a person with a disability and need a reasonable accommodation to use our search tools and/or apply for a career opportunity review Accessibility at Citi.
View the EEO Policy Statement.
View the Pay Transparency Posting
Join our team
strong diverse employees
Socially minded employees volunteering in communities across 90 countries
Meaningful career opportunities thanks to a physical presence in over 95 markets
We foster a culture that embraces all individuals and encourages diverse perspectives, where you can make an impact and grow your career. At Citi, we value colleagues that demonstrate high professional standards, a strong sense of integrity and generosity, intellectual curiosity, and rigor. We recognize the importance of owning your career, with the commitment that if you do, we promise to meet you more than half way.
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